This section must be completed.It must be read ,signed and dated by all the applicants in Part 1.
I/ We are declare that the information given in this application form is to the best of my/our knowledge and is full and accurate.
I/We understand that the terms and conditions are relating to my/our investment will be contained as per your Investment Management agreement.
Introducer charges have been disclosed. 0.5% deducted from our entrance fee , and a 0.25% deducted from our AMC.
Newmount Asset Management will send all Investment Documents and Fund Investment confirmations to the named applicants in this form.
Newmount Asset Management will send weekly performance updates for performance fee structed clients, monthly account statements and prior notifications of all charges.
I/We further understand that all benefits payable under this investment will be payable to the person (s) named in this application.
I/We declare that none of the applicants named in this application are US person.For the puposes of this application, US person is defined as :
- Any natural person that is resident in the United States or a citizen of the United States;
- Any partnership or corporation organised or incorporated under the laws of United States;
- Any estate of which any executor or administrator is a US person;
- Any Trust of which any trustee is a US person;
- Any agency or branch of a foreign entity located in the United States;
- Any non discretionary account or similar account (other than estate or trust) held by a dealer or other fiduciary for the benefit or account of a US person ;
- Any partnership or corporation if organised or incorporated under the laws of any non-US jurisdiction; and formed by a US person principal for the purpose of investing in securities or derivatives not registered under the United States Securities Act 1993 , unless it is organised or incorporated ,and owned by accredited investors who are not natural persons,estate or trusts.
Important please read :Data Protection.
Use of your information:
Newmount Asset Managment takes your privacy very seriously . We (Newmout Asset Management ) use the personal information collected via this form and any other information that you provide to us ( ‘your information’) for the purpose of :
- Providing you with our products and services and dealing with your enquiries and requests;
- Underwriting and administering your fund investments;
- Carrying out market research, statistical analysis and customer profiling; and \
- Sending you marketing information (by post ,telephone, email and SMS) about products and services of companies in the Newmout Asset Management spectrum and of third parties whose product and services we are offer to our customers. We do not share your information with third parties for marketing purposes;
By signing , you agree to receive the information as described 1-4 above, unless you tell us otherwise by ticking this box
Given the global nature of your business, we may need to transfer your information to countries outside the European Economic Area in order to provide our services to you.
We will disclose your information to other companies within the NZCF Suisse Group , regulatory bodies ,law enforcement agencies, future owners of our business.
Newmount Asset Management may check your details with fraud prevention agencies .If false of inaccurate information is provied and fraud is identified details will be passed to fraud prevention agencies.
Law enforcement agencies may access and use this information. Newmount Asset Management and other organization may also access and use this information to prevent fraud and money laundering ,foe example ,when;
- Checking details on application for credit and credit related or other facilities;
- Managing credit and credit related accounts and facilities;
- Recovering Debt;
- Checking details on proposals and claim on all types of insurance;
- Checking details for job applicants and employees;
Newmount Asset Management and orther organizations may access and use from other countries the information recorded by fraud prevention agencies.
If you have been dealing with a financial advicor , we will give them information about your product and ,where appropriate , provied them with other information about your dealings with us to enable them to give you informed advice.
Where you have been introduced to us by bank or building society , we will share information with them to enable them to:
Please make sure you have read and agreed to the Investment Management Agreement before signing.
- Carry out market research , statical analysis and customer profilling ;and
- Send you marketing information about their product and services of the companies within the NZCF Suisse Group .
Where you have been introduced to us by an existing client , we will under no circumstances share your information with them .
if you do not want us to share your information with any parties please tick here.
For your own benefits please make sure you have read the Fund Fact sheets related to your investment management Agreement and our FAQ before signing this declaration . These documents summaries the basis of the Investment . If you do not understand anything at any point , please ask for furthur information.
The application is not valid without all signature and dated.